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From the Editor's Desk

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This podcast has
39 episodes
Language
English
Publisher
Tom Fox
Explicit
No
Date created
2021/09/29
Latest episode
2026/08/28
Average duration
27 min.
Release period
64 days

Description

Tom Fox is the Voice of Compliance. Aaron Nicodemus is the Editor-in-Chief at Compliance Week, one of the premier compliance-focused publications and websites around. Tom and Aaron are both sports enthusiasts and enjoy comparing notes on their hometown teams. In this bi-monthly podcast, Tom and Aaron discuss some of the top stories that have or will appear in Compliance Week each month, a special appearance by a columnist, reporter, or author, and check in on the sports topic de jour.

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Aaron Nicodemus on the August and September in Compliance Week
2026/08/28
In this episode of ‘From the Editor’s Desk,’ Tom Fox visits with Compliance Week editor-in-chief Aaron Nicodemus to discuss highlights from Compliance Week in August, take a look at what is coming down the pike in September in Compliance Week, and discuss the upcoming Third Party Risk Management and Supply Chain Summit in Chicago. Tom and Aaron review key August coverage and upcoming priorities. They discuss new columnist Ben Mason’s “The Hidden Cost of Compliance Leadership,” outlining five recurring burdens for compliance leaders: independence that is often only theoretical, job risk from doing the role properly (including survey findings that nearly 70% of compliance officers have experienced retaliation), inability to voice doubts internally, the invisibility of effective prevention work, and weak leadership support—creating isolation and prompting ideas for safe forums such as the vetted CW app and event roundtables. Nicodemus highlights his Mayo Clinic whistleblower story alleging AI use may endanger patient privacy and outpace internal guardrails. He also describes a National Conference “Practitioner’s Briefing” distilling six Chatham House themes, previews a September 1MDB case study on enablers, plans AI-governance essays for National Compliance Officers Day, and promotes the Oct. 28–29 Chicago TPRM Summit. Resources: Aaron Nicodemus on LinkedIn Compliance Week Third Party Risk Management and Supply Chain Summit
June and July in Compliance Week
2026/06/26
In this episode of ‘From the Editor’s Desk,’ Tom Fox visits with Compliance Week editor-in-chief Aaron Nicodemus to discuss highlights from Compliance Week in June, review the Inside the Mind Survey results, and take a look at what is coming down the pike in July in Compliance Week. We review major recent coverage and Inside the Mind survey findings. Nicodemus highlights an exclusive story about a whistleblower lawsuit alleging that DocuSign moved customer data from on-site servers to Microsoft Azure in 2023 without informing major banking clients, raising contract, regulatory, and SEC disclosure concerns after 10-K reviews found no mention of it until later. They discuss a Compliance Week–coordinated retaliation survey (328 respondents), finding 70% experienced retaliation during their careers, over one-third were uncomfortable reporting it, and reported retaliation often led to no investigation or discipline, with social punishments being most common. From the “Inside the Mind of the CCO” survey, they cover limited DEI program changes despite federal pressure; widespread AI use (90%+) but one in eight lacking governance; salary results skewed by more senior CCO respondents; and law degrees correlating with higher pay but not advancement. They also note expanded EU/UK regulatory coverage and upcoming reporting on sanctions, export controls, tariffs, and third-party risk disruptions. Resources: Aaron Nicodemus on LinkedIn Compliance Week
Aaron Nicodemus on the May and June in Compliance Week
2026/05/29
In this episode of ‘From the Editor’s Desk,’ Tom Fox visits with Aaron Nicodemus to discuss highlights from Compliance Week in May, review the National Conference, which concluded in May and take a look at what is coming down the pike in June in Compliance Week. They report that federal enforcement is not receding but shifting, with heightened risk from Foreign Terrorist Organization (FTO) designations affecting companies operating in Mexico, Latin America, and Brazil; increased and novel use of the False Claims Act, including actions targeting DEI programs, referencing IBM and PayPal settlements; and growing enforcement roles for states, FINRA, and divergent ESG regimes in the UK and Europe. Guidance to compliance leaders is to “stay the course,” strengthen third-party risk management, and document enhanced due diligence around potential FTO ties. They note AI discussions moving from governance frameworks toward scaling practical compliance use cases. June will feature “Inside the Mind of the CCO” survey results, DEI-related findings, and two webcasts. They also recognize former Compliance Week journalist Allie McDevitt’s ASBE national Gold Award for her Lafarge series, which is cited as a roadmap for FTO-related risk, alongside DOJ messaging on self-reporting to seek declination. Resources: Aaron Nicodemus on LinkedIn Compliance Week
Aaron Nicodemus Reflections on March and April in Compliance Week
2026/04/03
In this episode of From the Editor’s Desk, Tom Fox sits down with Aaron Nicodemus for a lively and insightful look back at the biggest compliance stories from March, while also previewing the trends, enforcement issues, and events set to shape April. They also begin the countdown to the 2026 Compliance Week National Conference in May. Tom and Aaron break down the fast-moving, policy-driven shifts in U.S. sanctions on Venezuela, Iran, and Russia, and explore how companies are balancing business opportunities with escalating geopolitical and compliance risks amid a volatile oil market. They spotlight Compliance Week’s feature on illegal mining, unpacking its deep connections to financial crime, corruption, and supply chain exposure. The conversation also examines a notable March FCPA declination under the DOJ’s new Corporate Enforcement Policy, focusing on what it signals about voluntary self-disclosure, remediation, cooperation credit, and the Department’s continued emphasis on prosecuting individuals. Along the way, they consider possible aggravating factors, including payments tied to designated criminal or terrorist groups, and what these developments may mean for the future of cross-border enforcement cooperation. Looking ahead, Tom and Aaron preview the 2026 Compliance Week National Conference, taking place May 6–8 in Washington, DC, including awards finalists, anticipated remarks from DOJ and SEC officials, and timely sessions on AI, whistleblowers, and emerging compliance challenges. They also highlight the conference’s expanded commitment to new voices and share an early look at the Third Party Risk Management & Supply Chain Summit, coming October 26–28 in Chicago.   Resources: Aaron Nicodemus on LinkedIn Compliance Week
Reflections from February and Insights into March for Compliance Week
2026/02/27
In this episode of 'From the Editor's Desk,' Tom Fox visits with Aaron Nicodemus to discuss highlights from Compliance Week in January and February and take a look at what is coming down the pike in March, including the upcoming “Inside the Mind of the CCO” survey. They also begin to preview the 2026 National Conference in May. Key highlights: February Story Roundup March AI Coverage Plans CCO Survey Early Findings Long Form Investigations Ahead AI Governance Reality Check TPRM Conference Teaser Resources: Aaron Nicodemus on LinkedIn Compliance Week
Aaron Nicodemus on the CW AI Conference Insights: Navigating the Practical Use of AI in Compliance
2026/02/06
In this episode of ‘From the Editor’s Desk,’ Tom Fox visits with Aaron Nicodemus to discuss highlights from the recent Compliance Week AI Conference. Key takeaways include the importance of understanding the purpose and practical use of AI tools before implementation, the pressures from C-suite and boards to adopt AI, and the necessity of a human-in-the-loop approach. The conversation also touches on integrating trust and integrity into AI adoption, the evolving role of compliance as a trusted partner in AI initiatives, and the collective willingness to learn and apply AI across compliance operations. Key highlights: Importance of Understanding AI Implementation Pressure from the Top: Compliance and AI Human Oversight in AI Processes Trust and Integrity in AI Compliance as a Competitive Advantage Real-World Examples: Robinhood and DocuSign The Evolving Role of Compliance in AI Conference Vibes and Final Thoughts Resources: Aaron Nicodemus on LinkedIn Compliance Week
Compliance Week’s Insights and Reflections for November and into December 2025
2025/12/05
In this episode of 'The Editor's Desk' podcast, hosts Tom Fox and Aaron Nicodemus delve into key compliance issues featured in Compliance Week. Tom and Aaron discuss top stories from Compliance Week in November, look at stories that will appear in December, and provide a preview of upcoming content and events in January and beyond. They discuss FCPA investigations closed under the Trump administration and the implications for compliance professionals. Aaron highlights stories from Compliance Week, including an FCPA enforcement action involving Millicom Cellular in Guatemala and a detailed look at financial institutions in Latin America involved in money laundering for drug cartels. The hosts also touch on significant interviews and upcoming features, such as compliance wins and fails of the year, an AI and compliance survey, and the upcoming Compliance Week national conference. The episode offers valuable insights into compliance trends and regulatory changes, providing practical advice for compliance officers. Resources: Aaron Nicodemus on LinkedIn Compliance Week From the Mind of the CCO survey
Compliance Week’s Insights and Reflections for October and into November 2025
2025/10/31
In this episode of ‘From The Editor’s Desk’ podcast, hosts Tom Fox and Aaron Nicodemus delve into key compliance issues featured in Compliance Week. Tom and Aaron discuss the top stories from Compliance Week in October, look at some stories that will appear in November, and provide a preview of upcoming content and events. They discuss the insights from a case study on Lafarge’s anti-bribery issues linked to cartels and terrorist organizations, as well as challenges in business due diligence in high-risk areas. The episode also covers recent trends around DOJ compliance monitorship under different administrations, insights into Foreign Corrupt Practices Act (FCPA) enforcement, and evolving compliance issues related to artificial intelligence (AI). Finally, they highlight upcoming Compliance Week initiatives and webinars, focusing on career pathways in compliance, the importance of due diligence in high-risk environments, and the practical applications of AI in the compliance field. Resources: Aaron Nicodemus on LinkedIn Compliance Week
Compliance Week’s Insights and Reflections for September and into October 2025
2025/09/26
In this episode of ‘The Editor’s Desk’ podcast, hosts Tom Fox and Aaron Nicodemus delve into key compliance issues featured in Compliance Week. Tom and Aaron discuss top stories from Compliance Week in September, and provide a preview of upcoming content and events. They delve into a three-part case study on Lafarge’s bribery payments to terrorist groups in Syria, exploring its implications for companies operating in high-risk regions. They also discuss a resurfaced case study involving Jeffrey Epstein, JPMorgan Chase, and Deutsche Bank. The episode also highlights Ruth Prickett’s report on digital wallets in Europe, as well as the related compliance and data privacy issues. Additionally, they cover trends in FCPA enforcement, healthcare compliance with a focus on the FCA, immigration issues, and the importance of proactive compliance programs. The episode wraps up with insights into the upcoming ‘Inside the Mind of the CCO‘ survey and the January conference on AI and data analytics in compliance. Resources: Aaron Nicodemus on LinkedIn Compliance Week
Compliance Week’s Reflections from August and Insights into September 2025
2025/08/29
In this episode of ‘From The Editor’s Desk’ podcast, hosts Tom Fox and Aaron Nicodemus delve into key compliance issues featured in Compliance Week. They discuss the heightened risks for companies doing business in Mexico due to connections with cartels, recent enforcement actions stemming from these connections, and the Trump administration’s first FCPA bribery case. They also preview an upcoming case study on Lafarge’s operations in Syria and introduce new website features, including CW Connect, designed to foster meaningful conversations among compliance officers. Additionally, they highlight best practices and preview articles planned for National Compliance Officer Day. Highlights include: Top Compliance Stories in August 2025 Risks of Doing Business in Mexico FCPA Enforcement Actions and Investigations Upcoming Case Study on Lafarge Website Redesign and New Features Resources: Aaron Nicodemus on LinkedIn Compliance Week
Compliance Week’s Insights and Reflections from July to August 2025
2025/08/01
In this episode of From the Editor’s Desk, co-hosts Tom Fox and Ian Sherr dive into key compliance stories from July, including differences in AI regulation between the U.S., EU, and UK, and shifts in regulatory approaches globally. They discuss notable cases, such as the DOJ’s $14 billion healthcare fraud prosecution tied to transnational crime, and T-Mobile’s acquisition of US Cellular amidst DEI program cuts. Upcoming initiatives in Compliance Week are also highlighted, including in-depth industry coverage and data-driven stories to aid compliance professionals in their roles. The episode concludes with insights into the recent acquisition of ECI by Compliance Week’s parent company, Verdian Insights, which aims to enhance resources available to the compliance community. Highlights include: Highlighting Key Stories from Compliance Week in July Emerging Patterns in Compliance Tariffs and Their Impact SEC Whistleblower Claims Analysis Upcoming Features and Data Stories ECI Acquisition by Verdian Insights and Its Impact Resources: Ian Sherr on LinkedIn Compliance Week
Episode 30 - Inaugural Episode with Ian Sherr: Compliance Week’s Insights and Reflections from June to July 2025
2025/06/27
In this inaugural episode for a new season of ”From the Editor’s Desk,” co-host Tom Fox welcomes Ian Sherr, the new Publishing Director and Editor-in-Chief of Compliance Week. Ian shares his background in journalism and discusses his mission to support the compliance community through Compliance Week. They discuss the significant stories and themes from recent issues, including the importance of tone from the top, soft skills, and the role of compliance in navigating complex global issues. The episode also highlights key takeaways from Compliance Week’s recent conferences, including reflections on women in compliance, third-party risk management, and upcoming stories that focus on critical decision points in compliance. Highlights include: Meet Ian Sherr: Professional Background Reflections on Compliance Week 2025 The Compliance Week Reporting Team Highlighting Key Stories and Case Studies June Conferences: Third-Party Risk Management and Women in Compliance Upcoming Stories and Future Insights Resources: Ian Sherr on ⁠LinkedIn⁠ ⁠Compliance Week
A Celebration of Kyle Brossard's Journey: From Sports Journalism to Compliance Week Editor
2024/06/07
In this special episode of ‘From the Editor’s Desk,’ host Tom Fox interviews Kyle Brasseur, who recently announced his retirement from Compliance Week, where he served as Editor-in-Chief. Kyle shares his journey from working in sports journalism to his pivot into the compliance field. He discusses his professional growth, the challenges and opportunities he faced, and the important stories covered during his tenure. The episode also explores the critical role of journalism in the compliance sector and delves into some of Kyle’s most memorable moments, including his first published story and the development of the ‘Inside the Mind of the CCO’ survey. To round off, the discussion shifts to sports, particularly the performance and expectations of the Boston Celtics. Kyle reflects on his experiences and shares his thoughts on the future, expressing gratitude towards the compliance community for their unparalleled support. Highlights Include: Kyle’s Journey to Compliance Week Transition from Sports Journalism to Compliance Growth and Opportunities at Compliance Week Importance of Compliance Journalism Differences Between Sports and Compliance Journalism Becoming Editor-in-Chief Significant Stories and Editorial Changes Inside the Mind of the CCO Survey Final Thoughts and Farewell Resources: Kyle Brasseur on LinkedIn Compliance Week
May and June, 2024 in Compliance Week
2024/05/24
Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories that have appeared in Compliance Week over the past month, look at the top compliance stories upcoming for the next month, talk about some sports and generally try to solve the world’s problems. Tom Fox and Kyle Brasseur are back, recapping highlights from Compliance Week 2024, focusing on core compliance topics taking center stage, notable panels, and the emphasis on learning from fellow compliance officers. They also share insights on the powerful role of AI and regulatory policies, reflecting on discussions with industry leaders and experts on managing AI as a tool within compliance frameworks. Additionally, the conversation turns to recent articles in Compliance Week, covering topics like regulatory agencies’ need for CCOs, financial crimes, third-party risk management, and upcoming conferences. The hosts also touch upon sports, sharing their thoughts on the NBA playoffs and concluding with a discussion on the impact of a Netflix roast of Tom Brady, viewing it from a compliance and personal perspective. Highlights Include: Recapping Compliance Week 2024 Highlights The FDIC’s Toxic Culture and the Need for CCOs in Regulatory Agencies Deep Dive into Compliance and AI at Compliance Week 2024 Exploring Recent Compliance Week Articles Previewing Upcoming Articles and Compliance Events Sports Segment: NBA and NHL Playoffs Insights The Roast of Tom Brady: A Compliance Perspective Resources: Kyle Brasseur on LinkedIn Compliance Week
March and April, 2024 in Compliance Week
2024/03/22
Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories that have appeared in Compliance Week over the past month, look at the top compliance stories upcoming for the next month, talk about some sports, and generally try to solve the world’s problems. Tom Fox and Kyle Brasseur are back. Compliance Week 2024, a major event in the world of regulatory compliance is generating a significant buzz, especially among compliance professionals. This event promises to cover a wide array of relevant topics, from the role of women in compliance and AI to insights into fraud detection and career development. Tom is particularly interested in the breadth of topics that Compliance Week will cover and the opportunity for professionals to learn from past compliance failures and incorporate these lessons into their programs. Similarly, Kyle shares an eagerness for the discussions that the conference will spark, specifically touching on current hot-button issues like court rulings, SEC climate rules, and DOJ speeches. The variety of subjects the event will cover, reflecting the diversity of Brasseur’s experiences and interests within the compliance sphere, fuels his anticipation. Highlights Include: Constitutionality Concerns of Treasury’s Ownership Requirements Empowering Compliance Officers in AI Risk Mitigation Empowering Compliance Professionals through Future Trends Enhancing Compliance Skills Beyond Basic Knowledge Baseball Innovations Attracting Increased Fan Engagement March Madness Compliance Week 2024 Resources: Kyle Brasseur on LinkedIn Compliance Week I hope you can join me at Compliance Week 2024. For information on the event, click here. Compliance Week is offering a $200 discount on the registration price as an extra benefit to podcast listeners. Enter the discount code TFOX2024: $200 off.

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