Advertise on podcast: SIE Exam Prep by CertFuel

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★★★★★

4.8

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22 reviews

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Free audio study guides covering every topic on the FINRA SIE (Securities Industry Essentials) exam. Each episode breaks down a key unit - from capital markets and products to trading, accounts, and regulatory framework. Listen on your commute, at the gym, or anywhere you study. For the full course - including practice exams, flashcards, and progress tracking - visit certfuel.com.

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Check latest episodes from SIE Exam Prep by CertFuel podcast

SARs, CTRs and SIE AML Rules

2026/01/15

SARs, CTRs and SIE AML Rules - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/aml-compliance

SIE Rules for Trading and Customer Accounts

2026/01/14

SIE Rules for Trading and Customer Accounts - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/customer-accounts

Trade Settlement and Corporate Action Mechanics

2026/01/13

Trade Settlement and Corporate Action Mechanics - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/trade-settlement-and-corporate-actions

Investment Returns, Yields and Tax Rules

2026/01/12

Investment Returns, Yields and Tax Rules - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/investment-returns

SIE Exam Orders and Trading Strategies

2026/01/11

SIE Exam Orders and Trading Strategies - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/orders-and-strategies

Risk and Obligations of Covered vs. Uncovered Options

2026/01/10

Risk and Obligations of Covered vs. Uncovered Options - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/options

529 Plans, ABLE Accounts and LGIPs

2026/01/09

529 Plans, ABLE Accounts and LGIPs - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/municipal-fund-securities

Alternative Investments for the SIE Exam

2026/01/08

Alternative Investments for the SIE Exam - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/alternative-investments

SIE Packaged Products and Variable Annuities

2026/01/07

SIE Packaged Products and Variable Annuities - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/packaged-products

Bond Market and Debt for the SIE

2026/01/06

Bond Market and Debt for the SIE - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/debt-instruments

Mastering SIE Equity Securities and ADRs

2026/01/05

Mastering SIE Equity Securities and ADRs - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/equity-securities

Securities Offerings and Underwriting for SIE

2026/01/04

Securities Offerings and Underwriting for SIE - part of the Capital Markets chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/capital-markets/securities-offerings

Economic Factors for the SIE Exam

2026/01/03

Economic Factors for the SIE Exam - part of the Capital Markets chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/capital-markets/economic-factors

Market Structure: From IPOs to Dark Pools

2026/01/02

Market Structure: From IPOs to Dark Pools - part of the Capital Markets chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/capital-markets/market-structure

The Architecture of Financial Market Participants

2026/01/01

The Architecture of Financial Market Participants - part of the Capital Markets chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/capital-markets/regulatory-entities-and-market-participants

Podcast reviews

Read SIE Exam Prep by CertFuel podcast reviews

4.8 out of 5

22 reviews

★★★☆☆

Laidldjusn12304563,(;:; 2026/10/07

AI?

The information is good but when trends are mispronounced, it’s distracting. CAL-able instead of callable for example and they mispronounce common ind...

★★★★★

Nothing to get 2026/07/27

Great Supplement

Studied for 6 weeks after I graduated and started my job. I also used Training Consultants to study, but this podcast reiterated a lot of great detail...

★★★★★

Epicling 2026/06/30

Great but have to focus

All in all this is great for preparing in combination with a separate SIE exam prep book or prep course. I listen while I’m at work (painting), in the...

★★★☆☆

jas_710 2026/06/26

sounds like ai

the narrators sound like ai, they pronounce things oddly (“fin-er-ra” instead of “finra”) but the examples are useful. i’ve studied entire textbooks...

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