
Advertise on podcast: FCPA Compliance Report
Rating
4.7from
This podcast has
1640 episodes
Language
EnglishPublisher
Thomas FoxExplicit
No
Date created
2013/09/15
Latest episode
2026/10/12
Average duration
17 min.
Release period
3 days
Description
The FCPA Compliance Report is the longest running podcast in the in compliance and business ethics. Join its award-winning host, Tom Fox, the Voice of Compliance as he visits with top compliance practitioners, key figures from business, the government and law firms in the top podcast dedicated to all things compliance.
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Natural Disaster Expo 2026 Speaker Series: John Capodice on Disaster Recovery’s Blind Spot: Planning for Access
2026/10/12
Welcome to Natural Disasters Expo Houston! For its fifth year, Natural Disasters Expo USA comes back to Houston on October 14–15, 2026, at the George R. Brown Convention Center. And there’s no better place. This city knows what it takes to prepare for disasters, respond, and rebuild afterward.
For two days, industry leaders, government agencies, first responders, and resilience professionals will come together with one shared goal: helping communities weather the next storm stronger than the last. Explore new solutions and technology, learn from front-line experts, and meet the partners who will help you turn preparedness into action. Whether you’re here to learn, share, or collaborate, you’re part of the effort to build a more resilient nation.
Tom interviews John Capodice, Executive Vice President at Sterling Site Access Solutions, about Sterling’s role in disaster recovery when utilities face anomalous events and need to restore power rapidly.
Capodice previews his Disaster Expo presentation on quickly deploying safe temporary roads, bridges, and man-camp platforms, explaining Sterling’s capabilities as the world’s largest manufacturer of matting and access products to create stable access when storm-damaged ground or unsafe crossings prevent entry. He emphasizes a common “blind spot” in disaster recovery: access is often the first victim of a storm, and planning reduces time lost and costs. Sterling offers pre-incident consulting to identify weak spots, establish MSAs, and support utilities, co-ops, and other sectors, including wind, solar, and civil projects, with safe, efficient work platforms.
Resources:
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Steph Holmes on Managing the Long Tail of Hotline Reports
2026/10/12
In this episode, Tom Fox welcomes back his friend and colleague Steph Holmes of EQS Group. They take a deep dive into the “long tail” of hotline/whistleblower reports and why retaliation risk persists after an investigation closes, serving as a key indicator of organizational culture.
Holmes recommends starting with a retaliation-specific risk assessment, especially as EU whistleblower rules shift the burden to employers to prove they did not retaliate. They discuss creating scalable, risk-based visibility into significant post-complaint employment actions (e.g., termination, demotion, compensation, RIF selection) while sharing only minimum necessary context, emphasizing timing, decision-maker involvement, prior retaliation concerns, and strong documentation. Holmes highlights less obvious retaliation signals (negative review shifts, exclusion, increased scrutiny, unfavorable assignments) and suggests periodic check-ins, pulse surveys, and potential AI-enabled trend detection. They also stress training managers to “listen up,” respond appropriately, and escalate concerns, and to use feedback to improve speak-up confidence.
Key highlights:
Hotline Long Tail
Retaliation Risk Assessment
RIF And Confidentiality Gaps
Subtle Retaliation Signals
Training Managers
Culture Impact And Feedback
Resources:
Steph Holmes on LinkedIn
EQS Group
Tom Fox
Instagram
Facebook
YouTube
Twitter
LinkedIn
My first work of general non-fiction is now out: Deluge Before Dawn, the story of the 2025 flood in Kerr County, Texas, which killed 119 people and devastated a county. It is a story of tragedy, heartbreak, survival, and resilience.
It is available on the following sites:
Amazon.com
Stoney Creek Publishing
Barnes and Noble
Texas A&M University Press
Bookshop.org
Google.Books
Walmart
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Natural Disaster Expo 2026 Speaker Series: Rob Borse on AI in Emergency Management
2026/10/09
Welcome to Natural Disasters Expo Houston! For its fifth year, Natural Disasters Expo USA comes back to Houston on October 14–15, 2026, at the George R. Brown Convention Center. And there’s no better place. This city knows what it takes to prepare for disasters, respond, and rebuild afterward.
For two days, industry leaders, government agencies, first responders, and resilience professionals will come together with one shared goal: helping communities weather the next storm stronger than the last. Explore new solutions and technology, learn from front-line experts, and meet the partners who will help you turn preparedness into action. Whether you’re here to learn, share, or collaborate, you’re part of the effort to build a more resilient nation.
Tom interviews Rob Borse about his talk “Artificial Intelligence & Emergency Management: Hype, Reality, and the Road Ahead.”
Borse has recently retired from Dallas Fire Rescue and the City of Dallas. He has 26+ years of experience in operations and executive strategy and now serves as an independent advisor on public safety strategy, technology, data, and predictive analytics. Borse previews his conference session, aiming to separate AI hype from practical use cases and highlight under-discussed risks. He outlines potential applications in planning, intelligence, situational awareness, public information, damage assessment, and resource management, while emphasizing concerns including hallucinations, bias, privacy, cybersecurity, and overreliance on algorithms. He also raises resilience issues tied to AI infrastructure, such as data centers’ power and water demands, fire protection, supply chains, and continuity planning, and urges multidisciplinary, cross-jurisdictional dialogue. He hopes to learn, connect, and contribute at the conference.
Resources:
Connect with RobBorse on LinkedIn
Natural Disasters Expo USA
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Natural Disaster Expo 2026 Speaker Series: Susan Anderson on an Animal-Inclusive Disaster Response
2026/10/08
Welcome to Natural Disasters Expo Houston! For its fifth year, Natural Disasters Expo USA comes back to Houston on October 14–15, 2026, at the George R. Brown Convention Center. And there’s no better place. This city knows what it takes to prepare for disasters, respond, and rebuild afterward.
For two days, industry leaders, government agencies, first responders, and resilience professionals will come together with one shared goal: helping communities weather the next storm stronger than the last. Explore new solutions and technology, learn from front-line experts, and meet the partners who will help you turn preparedness into action. Whether you’re here to learn, share, or collaborate, you’re part of the effort to build a more resilient nation.
Tom Fox interviews Susan Anderson, Senior Director of Disaster Response at the American Society for the Prevention of Cruelty to Animals (ASPCA), about integrating animals into emergency management throughout the disaster life cycle.
Anderson explains how her team supports local, state, and national agencies with animal-inclusive planning and provides resources when communities are overwhelmed by events such as severe weather and wildfires. She notes animal inclusion still varies widely by jurisdiction and cites Hurricane Katrina as a turning point that highlighted the human-animal bond and the consequences of excluding pets. Anderson argues that human and animal survival are interdependent and that an all-hazards, all-species approach improves public safety and responder safety, increases shelter capacity, and reduces secondary public health risks. She discusses shelter overcrowding limiting evacuation “safe harbor” options and urges local engagement through fostering, donating supplies, and legislative outreach. She previews advancing these topics at Disasters Expo.
Resources:
Connect with Susan Anderson on LinkedIn
Natural Disasters Expo USA
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Speakers 2026
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Natural Disaster Expo 2026 Speaker Series: Adam Lee on Making the Case for Resilience in Healthcare
2026/10/07
Welcome to Natural Disasters Expo Houston! For its fifth year, Natural Disasters Expo USA comes back to Houston on October 14–15, 2026, at the George R. Brown Convention Center. And there’s no better place. This city knows what it takes to prepare for disasters, respond, and rebuild afterward.
For two days, industry leaders, government agencies, first responders, and resilience professionals will come together with one shared goal: helping communities weather the next storm stronger than the last. Explore new solutions and technology, learn from front-line experts, and meet the partners who will help you turn preparedness into action. Whether you’re here to learn, share, or collaborate, you’re part of the effort to build a more resilient nation.
In this speaker series, Tom Fox interviews guest Adam Lee, Director of Emergency Management & Organizational Resilience at Memorial Hermann Health System.
Lee describes overseeing emergency management preparedness, business continuity, and operational continuity and shares highlights from his talk, “Making the Case for Resilience in Healthcare.” He argues resilience is no longer about if but when, especially as health systems with small margins must still function during disasters to serve their communities and fulfill their mission. Lee notes resilience requires cross-functional collaboration and extends beyond IT into operations, workforce, facilities, and overall organizational functioning, with evolving threats including hurricanes, cyber risks, and mass casualty events. He hopes to learn from other speakers, gain new perspectives, and expand professional networks.
Resources:
Connect to Adam Lee on LinkedIn
Natural Disasters Expo USA
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Speakers 2026
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Natural Disaster Expo 2026 Speaker Series: Amy Forsythe on Crisis Leadership and Media Communication
2026/10/06
Welcome to Natural Disasters Expo Houston! For its fifth year, Natural Disasters Expo USA comes back to Houston on October 14–15, 2026, at the George R. Brown Convention Center. And there’s no better place. This city knows what it takes to prepare for disasters, respond, and rebuild afterward.
For two days, industry leaders, government agencies, first responders, and resilience professionals will come together with one shared goal: helping communities weather the next storm stronger than the last. Explore new solutions and technology, learn from front-line experts, and meet the partners who will help you turn preparedness into action. Whether you’re here to learn, share, or collaborate, you’re part of the effort to build a more resilient nation.
In this speaker series, Tom Fox interviews retired US Navy Reserve officer Amy Forsythe ahead of her Disaster Expo keynote, “When Crisis Calls: Leadership, Communication & Community in the Moments That Matter.”
Forsythe describes her 33 years of service, beginning as a Marine Corps combat photographer and later retiring as a Navy public affairs officer, with extensive experience coaching senior leaders on media engagement and crisis response. She and co-presenter Mandy Feindt will combine Feindt’s firsthand experience from the Red Hill fuel spill crisis in Hawaii with Forsythe’s lessons on building trust, honest communication, humility, and effective interagency coordination during disasters. Forsythe notes these principles apply to businesses and leaders whose viability can be impacted by crisis communication, including the risk of “one bad interview.” She aims to share hard-learned lessons, including from the 2017 Santa Rosa, California, fires, and to connect with practitioners in Houston.
Resources:
Connect with Amy Forsythe on LinkedIn
Natural Disasters Expo USA
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Speakers 2026
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Dr. Joseph Colaco Reducing Hurricane Damage in Houston’s High-Rise Environment
2026/10/05
Welcome to Natural Disasters Expo Houston! For its fifth year, Natural Disasters Expo USA comes back to Houston on October 14–15, 2026, at the George R. Brown Convention Center. And there’s no better place. This city knows what it takes to prepare for disasters, respond, and rebuild afterward.
For two days, industry leaders, government agencies, first responders, and resilience professionals will come together with one shared goal: helping communities weather the next storm stronger than the last. Explore new solutions and technology, learn from front-line experts, and meet the partners who will help you turn preparedness into action. Whether you’re here to learn, share, or collaborate, you’re part of the effort to build a more resilient nation.
In this speaker series, Tom Fox interviews Dr. Joseph Colaco about Reducing Hurricane Damage in Houston’s Expanding High-Rise Environment.
Dr. Colaco is a tenured University of Houston architecture professor and president of Dr. Colaco Engineers. He visits with Tom about his upcoming presentation on reducing hurricane damage in Houston’s growing high-rise environment. Dr. Colaco describes assessing building performance during Hurricane Alicia in 1983, including firsthand observations downtown, documentation of facade damage, and visits to the Galleria area and Galveston. He explains that Houston’s increased density and taller buildings create new wind-flow conditions, making some older wind-tunnel results less applicable; he notes Houston began wind-tunnel and window-wall facade testing in the 1970s to inform design and construction. Dr. Colaco values conferences for networking and for transferring lessons learned across generations and cites Chicago’s periodic inspection requirements for tall buildings as a model for improving building safety and living conditions in Houston.
Resources:
Natural Disasters Expo USA
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Speakers 2026
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IIA President Anthony Pugliese on the IIA’s Expanding Role in AI, Cybersecurity, and Geopolitical Risk
2026/10/05
In this episode, Tom Fox welcomes Anthony Pugliese, President and CEO of The Institute of Internal Auditors Inc.
We begin with the IIA’s global footprint, with boards in 122 countries; its role in setting internal audit standards; certifications, including the Certified Internal Auditor credential with about 225,000 holders; and education. Pugliese describes how internal audit is shifting from primarily financial controls to a broader focus on non-financial risks, including cybersecurity, AI and disruptive technologies, sustainability reporting, business resilience, and geopolitical risk. He emphasizes internal audit’s growing prospective/advisory role, particularly in assessing whether AI governance is keeping pace with rapid adoption and in communicating complex risks to boards and audit committees. Cybersecurity is cited as chief audit executives’ top concern and increasingly requires continuous monitoring. Pugliese notes members want more industry-specific guidance and expanded GRC resources relevant to compliance and directs listeners to iia.org and the free annual Risk in Focus report.
Key highlights:
What the IIA Does
Risk Landscape Shifts
From Assurance to Advisory
Geopolitical Risk in Practice
Cyber Threats and Continuous Auditing
Why Compliance Pros Should Join
Resources:
Anthony Pugliese on LinkedIn
Institute of Internal Auditors
Tom Fox
Instagram
Facebook
YouTube
Twitter
LinkedIn
My first work of general non-fiction is now out: Deluge Before Dawn, the story of the 2025 flood in Kerr County, Texas, which killed 119 people and devastated a county. It is a story of tragedy, heartbreak, survival, and resilience.
It is available on the following sites:
Amazon.com
Stoney Creek Publishing
Barnes and Noble
Texas A&M University Press
Bookshop.org
Google.Books
Walmart
This week only, the Kindle e-book version is available for $0.99 on Amazon.
Learn more about your ad choices. Visit megaphone.fm/adchoices
Natural Disaster Expo 2026 Speaker Series: James Caron on Lessons from Winter Storm Uri
2026/10/02
Welcome to Natural Disasters Expo Houston! For its fifth year, Natural Disasters Expo USA comes back to Houston on October 14–15, 2026, at the George R. Brown Convention Center. And there’s no better place. This city knows what it takes to prepare for disasters, respond, and rebuild afterward.
For two days, industry leaders, government agencies, first responders, and resilience professionals will come together with one shared goal: helping communities weather the next storm stronger than the last. Explore new solutions and technology, learn from experts on the front lines, and meet the partners who will help you turn preparedness into action. Whether you’re here to learn, share, or collaborate, you’re part of the effort to build a more resilient nation.
In this speaker series, Tom Fox interviews James Caron on Lessons from Winter Storm Uri and Business Risk Preparedness.
James Caron is the director of weather operations for North America at Atmospheric G2 and owner of Caron Weather Consultancy. He discusses his upcoming Disaster Expo 2026 presentation in Houston, “Storm Ready: Analyzing Winter Storm Uri and Preparing for Future Winter Hazards.” Caron explains forensic meteorology as expert witness work in litigation involving weather-related incidents, then outlines how a displaced polar vortex during Uri placed all 254 Texas counties under winter storm warnings, drove Dallas–Fort Worth to -2°F, nearly collapsed ERCOT, cut power to about 4.5 million customers, and spiked natural gas prices above 1,000 MMBTU. He will use his financial institution lead-time forecasting experience as a case study and offer practical preparedness guidance for emergency management, grid and energy operators, and businesses, noting that Uri broadened business awareness of winter risk and that a strong El Niño could elevate winter 2026/27 threats.
Resources:
Connect with James Caron on LinkedIn
Natural Disasters Expo USA
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Speakers 2026
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Natural Disaster Expo 2026 Speaker Series: Mike Mulligan on Lessons from Harvey
2026/10/01
Welcome to Natural Disasters Expo Houston! For its fifth year, Natural Disasters Expo USA comes back to Houston on October 14–15, 2026, at the George R. Brown Convention Center. And there’s no better place. This city knows what it takes to prepare for disasters, respond, and rebuild afterward.
For two days, industry leaders, government agencies, first responders, and resilience professionals will come together with one shared goal: helping communities weather the next storm stronger than the last. Explore new solutions and technology, learn from experts on the front lines, and meet the partners who will help you turn preparedness into action. Whether you’re here to learn, share, or collaborate, you’re part of the effort to build a more resilient nation.
In this speaker series, Tom Fox interviews Atascocita Fire Department Chief Mike Mulligan about Hurricane Harvey Frontline Leadership Lessons.
Chief Mulligan serves the Atascocita Fire Department, which covers a 25-square-mile area with 75,000–90,000 residents in unincorporated northeast Harris County. Mulligan previews his conference panel, “Lessons From the Front Line,” describing Harvey-era preparation and rescue execution, political and resource-prioritization challenges, the unexpected arrival of the Cajun Navy, and an EMS-related “tug-of-war” over a resource that drove extended after-action discussions. He explains that before Harvey, the department had limited high-water exposure, lacked boats and swift-water capability, and then added equipment and planning after prior floods while still maintaining normal EMS call volume during Harvey. Mulligan also discusses attending a broader disaster conference to learn how emergency response affects downstream mitigation and recovery.
Resources:
Connect with Chief Mulligan on LinkedIn
Natural Disasters Expo USA
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Conference Agenda
Speakers 2026
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Natural Disaster Expo 2026 Speaker Series: Leading Through a Disaster: Dalton Rice on Lessons from Back-to-Back 1000-year Floods
2026/09/30
Welcome to Natural Disasters Expo Houston! For its fifth year, Natural Disasters Expo USA comes back to Houston on October 14–15, 2026, at the George R. Brown Convention Center. And there's no better place for it. This city knows what it takes to prepare for disasters, respond, and rebuild afterward.
For two days, industry leaders, government agencies, first responders, and resilience professionals will come together with one shared goal: helping communities weather the next storm stronger than the last. Explore new solutions and technology, learn from experts who have been on the front lines, and meet the partners who will help you turn preparedness into action. Whether you're here to learn, share, or collaborate, you're part of the effort to build a more resilient nation.
In this speaker series, Tom Fox interviews Dalton Rice, City Manager of Kerrville, ahead of the Natural Disaster Expo 2026, where Rice will speak on “Leading Through a Disaster: Hill Country Floods 2025.”
Rice previews a leadership-focused talk on how individuals and organizations navigate disasters, emphasizing immediate mental health support, burnout prevention, and adapting operations while continuing to run cities and departments. He plans to incorporate lessons from Kerrville’s July 4, 2025, flood and a second major flood on July 16, 2026, noting differences between fatality events and devastation-only disasters and how politics, resources, and pace of response affect outcomes. Rice says he values the conference for networking and building a “Rolodex” of peers, and he explains his goal of creating practical guidance for city managers, including challenges such as legislative dynamics, IT issues, hate mail, death threats, and separating disaster response from organizational operations.
Key highlights:
Dalton Rice Role and Background
Talk Preview: Leading Disaster
Back-to-Back Flood Lessons
Resilience Mindset and Burnout
Conference Goals: Networking
Why Share Lessons Learned
Resources:
Dalton Rice Profile
Natural Disasters Expo USA
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Conference Agenda
Speakers 2026
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From Prosecutor to White Collar Lawyer to CCO and Back: Mike Koenig
2026/09/28
In this episode, Tom Fox welcomes Mike Koenig to talk about his career and his recent move back to private practice after a 5-year stint at JBS. Mike is one of the few folks to move from private practice to an in-house CCO role, then back to private practice.
Mike began by reviewing his career, from 25 years in private practice and a 2003 DOJ Fraud Section stint prosecuting corporate fraud to becoming chief compliance officer at JBS in August 2021 amid DOJ and SEC settlement agreements requiring an effective compliance program. He describes learning to operate within business-driven priorities by building relationships, learning the business and culture, “educating not dictating,” and securing C-suite, board, and audit committee buy-in, including CEO-driven training completion. He explains that he uses trusted outside experts and focuses on the specific problem to solve rather than “boiling the ocean.” After JBS completed the settlements and listed on the NYSE in June 2025, he returned to private practice at Friedman Kaplan to advise on investigations and compliance, emphasizing concise, solution-oriented counsel. He warns against de-prioritizing compliance despite reduced enforcement, urges risk assessments (tariffs, export controls, and human rights), and recommends using DOJ compliance guidance to review programs.
Key highlights:
Career Journey Recap
Joining JBS In-House
Building Compliance Fast
Relationships Not Dictates
Leadership Buy-In
FCPA Pause or a Wake-Up Call
Compliance Through 2030
Resources:
Mike Koenig on LinkedIn
Mike Koenig at Friedman Kaplan
Friedman Kaplan
Tom Fox
Instagram
Facebook
YouTube
Twitter
LinkedIn
My first work of general non-fiction is now out: Deluge Before Dawn, the story of the 2025 flood in Kerr County, Texas, which killed 119 people and devastated a county. It is a story of tragedy, heartbreak, survival, and resilience.
It is available on the following sites:
Amazon.com
Stoney Creek Publishing
Barnes and Noble
Texas A&M University Press
Bookshop.org
Google.Books
Walmart
This week only, the Kindle e-book version is available for $0.99 on Amazon.
Learn more about your ad choices. Visit megaphone.fm/adchoices
Natural Disaster Expo Houston: Preparedness, Resilience, and Business-to-Government Networking
2026/09/18
In this episode, Tom Fox welcomes Jack Moss, CEO & Board Member at Fortem International, to discuss the Natural Disaster Expo series and the upcoming Houston event (October 14–15). Moss explains the expo evolved from a UK Flood Expo launched about 10 years ago and expanded in the U.S. after interest from major agencies and stakeholders, including FEMA, Homeland Security, NASA, and NOAA, first in Miami and later California, then Houston as disasters increased in Texas. The conference brings together government entities, municipalities, first responders, private industry, risk and compliance professionals, reconstruction and construction providers, and funding-related participants to source products and services and learn how to predict, prevent, and manage disasters. Listeners can get a free pass to the event by using the link and code below.
Key highlights:
From UK to US
Why Disaster Expo
Expanding Across States
Preparing for Disasters
Resources:
Natural Disaster Expo
Click for Free Pass
Tom Fox
Instagram
Facebook
YouTube
Twitter
LinkedIn
My first work of general non-fiction is now out: Deluge Before Dawn, the story of the 2025 flood in Kerr County, Texas, which killed 119 people and devastated a county. It is a story of tragedy, heartbreak, survival, and resilience.
It is available on the following sites:
Amazon.com
Stoney Creek Publishing
Barnes and Noble
Texas A&M University Press
Bookshop.org
Google.Books
Walmart
This week only, the Kindle e-book version is available for $0.99 on Amazon.
Learn more about your ad choices. Visit megaphone.fm/adchoices
Michelle Tavares on Why Compliance Teams Need EB-5 on Their Radar
2026/09/14
In this episode, Tom Fox welcomes Michelle Tavares, a former federal government forensic accountant and former USCIS EB-5 compliance officer who helped rewrite the EB-5 statute into the Reform and Integrity Act (RIA).
Tavares explains EB-5 as an investor visa program where foreign nationals invest $1,000,000 (or $800,000 in a TEA) in U.S. projects that must create jobs, and she describes how EB-5 transactions sit at the intersection of immigration, securities, banking/AML, and corporate governance, making consistent documentation and a unified “story” critical for adjudication. She outlines the roles of regional centers, NCEs, and JCEs; the challenges of proving a lawful source of funds; and the importance of third-party oversight, KYC/AML controls, and tone-from-the-top governance. She discusses how RIA added compliance expectations, penalties, and increased scrutiny of regional centers and overseas promoters, and shares why she founded Standard & Proof Investigations to close knowledge gaps in EB-5 compliance.
Key Highlights:
EB-5 Basics and Why It Matters
RIA Overhaul and New Compliance
Inside the Adjudicator Mindset
Boardroom Governance for EB-5
Third-Party Oversight Essentials
Resources:
Standard & Proof Investigations
Counsel Ready
Michelle Tavares on LinkedIn
Tom Fox
Instagram
Facebook
YouTube
Twitter
LinkedIn
My first work of general non-fiction is now out: Deluge Before Dawn, the story of the 2025 flood in Kerr County, Texas, which killed 119 people and devastated a county. It is a story of tragedy, heartbreak, survival, and resilience.
It is available on the following sites:
Amazon.com
Stoney Creek Publishing
Barnes and Noble
Texas A&M University Press
Bookshop.org
Google.Books
Walmart
This week only, the Kindle e-book version is available for $0.99 on Amazon.
Learn more about your ad choices. Visit megaphone.fm/adchoices
9/11 Twenty-Five Years Later: Part 6: John Lee Dumas - “I Knew I Was Going to War”
2026/09/11
Ed. Note-Five years ago, I looked back on 9/11 in a 20 year retrospective. This week is the 25th anniversary of that event. I am rerunning this award winning podcast series so that we never forget.
On the 20th anniversary of the 9/11 terrorist attack, Tom Fox and guests look back on the tragic event and what it meant for them personally, as well as how it impacted the world of compliance. Today Tom’s guest is John Lee Dumas. John is the host of the award-winning podcast Entrepreneurs on Fire, joins Tom Fox on the last installment of Looking Back at 9/11 to commemorate the 20th anniversary of the 9/11 attack. He tells Tom how his life changed in that pivotal moment, and the big lessons he learned.
A Time of War
John tells Tom that he was in his final year at Providence College, and in the ROTC cadets, on 9/11. When he saw the towers fall, he knew at once that it would change the trajectory of his career. He and his roommate looked at each other and they knew “that our next four years of active duty army experience went from being in the peacetime army to looking like we were going to war.” Within hours they were called to active duty: “We just became officers in the US army during a time of war,” John recalls.
Leadership Lessons from the Army
Tom asks John what leadership lessons he learned from his time in the army. John outlines three major takeaways that his time in combat taught him:
To learn from those who went before. “I learned right at the beginning, I needed to stand upon the shoulders of giants,” he remarks.
A good decision now is better than a great decision later. Action is everything. Make the best decision you can with the information you have, take action, then adjust if you need to when you know more.
If you discover later on that you made a wrong decision, cut your losses and move on. Don’t compound that mistake by staying in a bad place, John advises. “I kept being willing to pull back and say let's try again, until I finally made a great decision. It took six years to make my first great decision, but that great decision has led to the last 10 years of living the exact life that I want to live.”
What Americans Should Remember
John wants Americans to appreciate their freedom, because it was hard won. He tells listeners, “So few people have ever experienced what true lawlessness is. And until you’ve experienced that, it's hard to really appreciate what we do have here. But you know, this is a great country and it is the home of the free because of the brave. And I hope that's just something that we will always remember.”
Resources
John Lee Dumas: Entrepreneurs on Fire | Twitter
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Podcast reviews
Read FCPA Compliance Report podcast reviews
Mike Huneke, HHR 2025/07/21
Gold standard for compliance padcasts
Tom Fox - the podfather to many of us and the Voice of Compliance - sets the standard we all try to live up to in the ethics & compliance podcasting c...
somedudeinGA 2020/11/17
Well worth your time!
Tom Fox does a great job explaining compliance related things. What he does better than anyone is relate complex compliance topics to the real world....
Bluerafters 2020/08/13
The Wirecard Series Is Absolutely Phenomenal
The best for up to date information!
uuuuuuuuuuudu 2019/08/15
I enjoyed this podcast
I just heard the compliance series.
Martinevanasse 2018/11/21
Good content
The content is good but the reader would benefit from training on elocution (breathing, swallowing) which can be distracting.
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